-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pl/rYYQtET8sJWQDHGrKOjd7TcEIA1N5pMLRsx+8nM3pdEfyIgCz2lF8Jpfmt0l6 ektbwx+t/zJP3DgxeYVVQw== 0001104659-04-008580.txt : 20040326 0001104659-04-008580.hdr.sgml : 20040326 20040326161250 ACCESSION NUMBER: 0001104659-04-008580 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040326 GROUP MEMBERS: ABNER KURTIN GROUP MEMBERS: HARWICH CAPITAL PARTNERS, LLC GROUP MEMBERS: K CAPITAL OFFSHORE MASTER FUND (U.S.DOLLAR), L.P. GROUP MEMBERS: SPECIAL K CAPITAL OFFSHORE MASTER FUND(U.S. DOLLARS), L.P. GROUP MEMBERS: THOMAS KNOTT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRITON PCS HOLDINGS INC CENTRAL INDEX KEY: 0001091973 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 232974475 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58313 FILM NUMBER: 04693140 BUSINESS ADDRESS: STREET 1: 1100 CASSATT ROAD CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6106515900 MAIL ADDRESS: STREET 1: 1100 CASSATT ROAD CITY: BERWYN STATE: PA ZIP: 19312 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: K CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001088580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 441 STUART STREET, 6TH FLOOR STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 651764657700 MAIL ADDRESS: STREET 1: 441 STUART STREET, 6TH FLOOR STREET 2: 441 STUART STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G 1 a04-3925_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

Under the Securities Exchange Act of 1934
(Original Filing)(1)

 

Triton PCS Holdings, Inc. CL-A

(Name of Issuer)

 

Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

89677M106

(CUSIP Number)

 

March 16, 2004

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 


(1)The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  89677M106

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
K Capital Partners, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,047,100 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,047,100 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,047,100 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.007%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Harwich Capital Partners, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,047,100 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,047,100 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,047,100 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.007%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,821,002 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
1,821,002 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,821,002 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
2.992%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Special K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,116,098 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
1,116,098 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,116,098 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.834%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Thomas Knott

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S. Citizen

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,047,100 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,047,100 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,047,100 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.007%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Abner Kurtin

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S. Citizen

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,047,100 shares

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
3,047,100 shares

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,047,100 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.007%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7



 

Item 1.

 

(a)

Name of Issuer
Triton PCS Holdings Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
1100 Cassatt Road
Berwyn, PA  19312

 

Item 2.

 

(a)

Name of Person Filing
K Capital Partners, LLC (General Partner)
Harwich Capital Partners, LLC (Managing Member of K Capital Partners, LLC)
K Capital Offshore Master Fund (U.S. Dollar), L.P. (Limited Partnership)
Special K Capital Offshore Master Fund (U.S. Dollar), L.P. (Limited Partnership)
Thomas Knott (Managing Member of Harwich Capital Partners, LLC)
Abner Kurtin (Managing Member of Harwich Capital Partners, LLC)

 

(b)

Address of Principal Business Office or, if none, Residence
Each of the above reporting persons (except K Capital Offshore Master Fund (U.S. Dollar), L.P. and Special K Capital Offshore Master Fund (U.S.Dollar), L.P.) have their business address at:

 

 

75 Park Plaza
Boston, MA  02116

 

 

K Capital Offshore Master Fund (U.S. Dollar), L.P. and Special K Capital Offshore Master Fund (U.S.Dollar), L.P. have their registered address at the offices of:

 

 

Walkers SPV Limited
Walker House, P.O. Box 908GT
Mary Street
George Town, Cayman Islands

 

(c)

Citizenship
Mr. Knott and Mr. Kurtin are United States Citizens.  Harwich Capital Partners, LLC and K Capital Partners, LLC were organized under the laws of Delaware.  K Capital Offshore Master Fund (U.S. Dollar), L.P. and Special K Capital Offshore Master Fund (U.S.Dollar), L.P. were organized under the laws of the Cayman Islands.

 

(d)

Title of Class of Securities
Class A Common Stock

 

(e)

CUSIP Number
CUSIP No. 89677M106

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

8



 

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not Applicable

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

As of March 16, 2004, the reporting persons may be deemed to beneficially own 5.007% shares of Class A Common Stock of Triton PCS Holdings Inc. Based upon there being 60,854,057 shares of Class A Common Stock outstanding, the shares of Class A Common Stock which the Partnerships may be deemed to beneficially own represents 5.007% of the outstanding shares of Class A Common Stock of Triton PCS Holdings Inc.

 

(a)

Amount beneficially owned:   

i.            K Capital Partners, LLC:  3,047,100
ii.           Harwich Capital Partners, LLC:  3,047,100
iii.          K Capital Offshore Master Fund (U.S. Dollar), L.P.:  1,821,002
iv.         Special K Capital Offshore Master Fund (U.S.Dollar), L.P.:  1,116,098
v           Thomas Knott:  3,047,100
vi.         Abner Kurtin:  3,047,100

 

(b)

Percent of class:   

i.              K Capital Partners, LLC: 5.007%
ii.             Harwich Capital Partners, LLC:  5.007%
iii.            K Capital Offshore Master Fund (U.S. Dollar), L.P.:  2.992%%
iv.            Special K Capital Offshore Master Fund (U.S.Dollar), L.P.:  1.834%
v.             Thomas Knott:  5.007%
vi.            Abner Kurtin:  5.007%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

i.              K Capital Partners, LLC:  3,047,100
ii.             Harwich Capital Partners, LLC:  3,047,100
iii.            K Capital Offshore Master Fund (U.S. Dollar), L.P.:  1,821,002
iv.            Special K Capital Offshore Master Fund (U.S.Dollar), L.P.:  1,116,098
v.             Thomas Knott:  3,047,100
vi.            Abner Kurtin:  3,047,100

 

 

(ii)

Shared power to vote or to direct the vote    

Not Applicable

 

9



 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

i.              K Capital Partners, LLC:  3,047,100
ii.             Harwich Capital Partners, LLC:  3,047,100
iii             K Capital Offshore Master Fund (U.S. Dollar), L.P.:  1,821,002
iv.            Special K Capital Offshore Master Fund (U.S.Dollar), L.P.:  1,116,098
v.             Thomas Knott:  3,047,100
vi.            Abner Kurtin:  3,047,100

 

 

(iv)

Shared power to dispose or to direct the disposition of   

Not Applicable

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Various persons, as interest holders of K Capital Offshore Master Fund (U.S. Dollar), L.P. and Special K Capital Offshore Master Fund (U.S. Dollar), L.P., or otherwise as clients of K Capital Partners, LLC have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Class A Common Stock of Triton PCS Holdings Inc.  To the knowledge of the persons filing this report, no one such person’s interest in Class A Common Stock of Triton PCS Holdings Inc. is more than five percent of the total outstanding Class A Common Stock thereof.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certification

 

By signing below, we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participation in any transaction having that purpose or effect.

 

10



 

SIGNATURE

 

After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

EXECUTED as a sealed instrument this 24th day of March, 2004.

 

 

K Capital Partners, LLC

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

Harwich Capital Partners, LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

 

 

 

 

Harwich Capital Partners, LLC

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

 

 

 

 

K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

K Capital Partners, LLC, General Partner

 

 

By:

Harwich Capital Partners LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

Special K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

K Capital Partners, LLC, General Partner

 

 

By:

Harwich Capital Partners LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

Thomas Knott*

 

 

 

By:

/s/ Robert T. Needham

 

 

 

Robert T. Needham

 

 

Attorney in Fact

 

 

 

 

 

Abner Kurtin*

 

 

 

By:

/s/ Robert T. Needham

 

 

 

Robert T. Needham

 

 

Attorney in Fact

 


*Powers of attorney, dated as of September 4, 2001, by Thomas Knott and Abner Kurtin are currently on file with the Securities and Exchange Commission and are incorporated herein by reference.

 

11



 

Exhibit 1

AGREEMENT

 

Each of the undersigned, pursuant to Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, hereby agrees that only one statement containing the information required by Schedule 13G needs be filed with respect to the ownership by each of the undersigned of the shares of Class A Common Stock of Triton PCS Holdings Inc., and that the Schedule 13G to which this Agreement is appended as Exhibit 1 is to be filed with the Securities and Exchange Commission on behalf of each of the undersigned on or about the date hereof.

 

EXECUTED as a sealed instrument this 24th day of March, 2004.

 

 

K Capital Partners, LLC

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

Harwich Capital Partners, LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

 

 

 

 

Harwich Capital Partners, LLC

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

 

 

 

 

K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

K Capital Partners, LLC, General Partner

 

 

By:

Harwich Capital Partners LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

Special K Capital Offshore Master Fund (U.S. Dollar), L.P.

 

 

 

By:

/s/ Robert T. Needham

 

 

 

By:

K Capital Partners, LLC, General Partner

 

 

By:

Harwich Capital Partners LLC

 

 

Its:

Managing Member

 

 

By:

Robert T. Needham

 

 

Its:

Chief Administrative Officer

 

 

 

 

 

Thomas Knott*

 

 

 

By:

/s/ Robert T. Needham

 

 

 

Robert T. Needham

 

 

Attorney in Fact

 

12



 

 

Abner Kurtin*

 

 

 

By:

/s/ Robert T. Needham

 

 

 

Robert T. Needham

 

 

Attorney in Fact

 


*Powers of attorney, dated as of September 4, 2001, by Thomas Knott and Abner Kurtin are currently on file with the Securities and Exchange Commission and are incorporated herein by reference.

 

13


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